Reporting

Audits and Reports

Overview
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Fiscal Audit Reports

Statutory Requirement to Obtain an Independent Audit or Independent Review Report of Financial Statements

In 2011, Section 4652.5 was added to the Welfare and Institutions Code requiring an independent auditing firm for an audit or review report of their financial statements.

Per the California Code, Welfare and Institutions Code – WIC § 4652.5:

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Waiver Audit Reports

In July 2021, Harbor participated in and complied with several audits conducted by the Department of Developmental Services and the Department of Health Care Services:
Home and Community-Based Services Waiver Monitoring Review
Home and Community-Based Services 1915(i) State Plan Amendment Monitoring Review Report
Targeted Case Management and Federal Nursing Home Reform Program Review

Previous audit reports:

Home and Community Based Services Waiver Monitoring Review Report – April 2017 by the Department of Developmental Services and the Department of Health Services

Home and Community Based Services Waiver Monitoring Review Report – April 2013 by the Department of Developmental Services and the Department of Health Services

Targeted Case Management and Federal Nursing Home Reform Program Review – April 2017, Department of Developmental Services

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Bi-Annual Fiscal Audit Reports

Bi-Annual Fiscal Audit conducted by Department of Developmental Services 

DDS Fiscal Audit 2019-20 and 2020-21
DDS Fiscal Audit 2017-18 and 2018-19
DDS Fiscal Audit 2015-16 and 2016-17
DDS Fiscal Audit 2013-14 and 2014-15

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DDS Dashboard – Quality Assessments

Visit their website to view the reports.

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DDS Dashboard – Regional Centers

The Department of Developmental Services (DDS) monitors the performance of regional centers to ensure they uphold the values of the Lanterman Act and meet obligations outlined in DDS contracts, state law and regulations. There are currently eight (8) categories of oversight. Visit their website to view the reports.

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National Core Indicators (NCI)

The National Core Indicators (NCI) Survey is used by the California Department of Developmental Services (DDS) to assess performance in services and supports provided to people with intellectual/developmental disabilities (I/DD). The NCI survey has been used in California since 2010 as a requirement by the Welfare and Institutions Code, Section 4571 to implement a nation-wide quality assessment survey.

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Personnel and Administrative Reports

Pursuant to Section 4639.5(a)(b) of the Welfare and Institutions Code.

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Purchase of Services – Data

Authorizations, Utilization, and Expenditures for Individuals Served by Harbor Regional Center

The Lanterman Act (Section 4519.5 of the Welfare and Institutions Code) requires all regional centers to provide a report of our expenditures across identified demographic groups of our clients (eg by disability, by age, by race or ethnicity, or by language). HRC has collaborated with the Department of Developmental Services to prepare this report. Included at the beginning of this report is a summary of limitations related to this data. We encourage you to keep these limitations in mind when reviewing the data. For example:

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Purchase of Service Data -Reporting

Authorizations, Utilization, and Expenditures for Individuals Served by Harbor Regional Center

The Lanterman Act (Section 4519.5 of the Welfare and Institutions Code) requires all regional centers to provide a report of our expenditures across identified demographic groups of our clients (eg by disability, by age, by race or ethnicity, or by language) and to hold a public meeting with stakeholders regarding the data.HRC has collaborated with the Department of Developmental Services to prepare this report. Included at the beginning of this report is a summary of limitations related to this data. We encourage you to keep these limitations in mind when reviewing the data.

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Harbor Annual Reports

In this section, you will find reports documenting our overall performance and financial health in recent years.

2023-2024 National Core Indicators (NCI) Surveys

Family Surveys Coming Soon!